Kevin J. Deloatch, Esq.

About Kevin J. Deloatch, Esq.

Kevin J. Deloatch, Esq. is an attorney in New York. His areas of practice include criminal defense and securities litigation in the forums of state court; federal court and securities industry arbitrations conducted by the Financial Industry Regulatory Authority (FINRA). He represents investors as well as registered individuals in FINRA arbitrations.

The Breathalyzer Test and Its Results Under New York State DWAI/DWI Laws

The Breathalyzer Test and Its Results Under New York State DWAI/DWI Laws

Kevin J. Deloatch, Esq.2024-06-20T13:18:11-05:00August 29th, 2023|Criminal Law, Drunk Driving, DUI / DWI|

Have you been arrested for driving under the influence (DUI) in New York state and asked to take a breathalyzer test? What is a breathalyzer test and [...]

The One Leg Stand Standardized Field Sobriety Test Under New York Law

The One Leg Stand Standardized Field Sobriety Test Under New York Law

Kevin J. Deloatch, Esq.2023-08-29T14:17:01-05:00August 28th, 2023|Criminal Law, Drunk Driving, DUI / DWI|

Have you been arrested for driving under the influence (DUI) in New York state and asked to perform the One Leg Stand (OLS) standardized field sobriety [...]

Raymond William Clark Barred from Securities Industry by FINRA After Investigation

Raymond William Clark Barred from Securities Industry by FINRA After Investigation

Kevin J. Deloatch, Esq.2023-08-19T07:57:03-05:00August 19th, 2023|Churning, FINRA - Broker Actions, Fraud, Securities Law|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA), indicate that broker/advisor, Raymond William Clark (CRD # 2865619) was recently barred from the securities [...]

Douglas Blake Solinsky Suspended by FINRA from Securities Industry for Excessive Unsuitable Trading

Douglas Blake Solinsky Suspended by FINRA from Securities Industry for Excessive Unsuitable Trading

Kevin J. Deloatch, Esq.2023-07-02T08:52:44-05:00July 2nd, 2023|Churning, FINRA - Broker Actions, Fraud, Securities Law, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Douglas Blake Solinsky (CRD # 4715268) was recently suspended from the securities [...]

Michelle Wu Suspended from Securities Industry by FINRA for Unauthorized Discretion

Michelle Wu Suspended from Securities Industry by FINRA for Unauthorized Discretion

Kevin J. Deloatch, Esq.2023-06-19T08:26:31-05:00June 19th, 2023|FINRA - Broker Actions, Fraud, Securities Law|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Michelle Wu (CRD # 3046373) was recently suspended from the securities industry [...]

Thomas Diamante Suspended from Securities Industry by FINRA After Investigation of Private Placement Offerings

Thomas Diamante Suspended from Securities Industry by FINRA After Investigation of Private Placement Offerings

Kevin J. Deloatch, Esq.2023-06-12T17:23:57-05:00June 12th, 2023|FINRA - Broker Actions, Fraud, Fraud in Underwriting, Private Placements, Securities Law|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Thomas Diamante (CRD # 1645257) was recently suspended from the securities industry [...]

Jeremy Jefferson Jacobson Suspended from Securities Industry by FINRA for Unauthorized Trades

Jeremy Jefferson Jacobson Suspended from Securities Industry by FINRA for Unauthorized Trades

Kevin J. Deloatch, Esq.2023-06-07T09:38:17-05:00June 7th, 2023|FINRA - Broker Actions, Fraud, Securities Law|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Jeremy Jefferson, Jacobson (CRD # 4437801) was recently suspended from the securities [...]

Shahab TagnaviDinani Suspended by FINRA from Securities Industry for Unauthorized Trading

Shahab TagnaviDinani Suspended by FINRA from Securities Industry for Unauthorized Trading

Kevin J. Deloatch, Esq.2023-05-05T08:26:42-05:00May 5th, 2023|FINRA - Broker Actions, Fraud, Securities Law|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Shahab TagnaviDinani (CRD # 2503652) was recently suspended from the securities industry [...]

Edward Scott Short Suspended from Securities Industry by FINRA for Excessive and Unsuitable Trading

Edward Scott Short Suspended from Securities Industry by FINRA for Excessive and Unsuitable Trading

Kevin J. Deloatch, Esq.2023-04-17T11:47:15-05:00April 17th, 2023|Churning, Securities Law|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Edward Scott Short (CRD # 2462752) was recently suspended from the securities [...]

Lon Charles Faccini Suspended from Securities Industry by FINRA for Churning

Lon Charles Faccini Suspended from Securities Industry by FINRA for Churning

Kevin J. Deloatch, Esq.2023-04-16T12:04:58-05:00April 16th, 2023|Churning, FINRA - Broker Actions, Fraud, Misrepresentation, Securities Law, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Lon Charles Faccini, Jr. (a/k/a Lon Charles Faccini) (CRD # 2736849) was [...]

Previous 345 Next