About Kevin J. Deloatch, Esq.

Kevin J. Deloatch, Esq. is an attorney in New York. His areas of practice include criminal defense and securities litigation in the forums of state court; federal court and securities industry arbitrations conducted by the Financial Industry Regulatory Authority (FINRA). He represents investors as well as registered individuals in FINRA arbitrations.

Corey White Barred from All Principal Capacities by FINRA for Failure to Supervise Unsuitable and Excessive Trading

2026-08-05T12:12:28-05:00March 22nd, 2021|Securities Law, FINRA - Broker Actions|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/adviser and former Chief Compliance Officer Corey Andrew White (CRD # 4537015) was [...]

FINRA Brings Disciplinary Proceedings Against Kishan Parikh for Excessive and Unsuitable Trading

2026-08-05T12:12:34-05:00March 19th, 2021|Securities Law, Churning, FINRA - Broker Actions, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that FINRA’s Department of Enforcement has recently brought disciplinary proceedings against broker Kishan Parikh [...]

Tonya Smoake Suspended by FINRA from Securities Industry For Unapproved Private Securities Sales

2026-08-05T12:12:37-05:00March 18th, 2021|Securities Law, FINRA - Broker Actions, Private Placements|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/adviser Tonya Nicole Smoake (CRD # 4985049) was recently suspended from the securities [...]

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