Securities regulators and law enforcement have stepped up their efforts in combating securities fraud through social media influencers and their recommendations. The rise of social media [...]
The Securities and Exchange Commission (SEC) has been focusing its attention on the use of social media as a tool for securities fraud, in the wake [...]
GameStop Corp. (GME), AMC Entertainment Holdings (AMC) and BlackBerry Ltd. (BB) have seen their stock prices rise dramatically over the past few weeks after being the [...]
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/adviser, Paul F. Seymour (CRD # 2002154) was recently suspended from the securities [...]
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker, Serge Parakhnevich (CRD # 5493064) was recently suspended from the securities industry [...]
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/adviser, Christopher Duke Bennett (CRD # 2510231) was recently barred from the securities [...]
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker-dealer, Chardan Capital Markets, LLC (hereinafter “Chardan”) (CRD # 120128) was recently sanctioned [...]
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor Leonard Joseph Marzocco (CRD # 3106494) was recently suspended from the securities [...]
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor Robert James McNamara (CRD # 1207495) was recently suspended from the securities [...]
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor Frank Venturelli (CRD # 6403468) was recently suspended from the securities industry [...]
