Securities Act of 1933 | New York Criminal & Securities Attorney

The Law Office of Kevin J. Deloatch, Esq. Investigating Pre-IPOs Through Boustead Securities, LLC and Sutter Securities, Inc.

The Law Office of Kevin J. Deloatch, Esq. Investigating Pre-IPOs Through Boustead Securities, LLC and Sutter Securities, Inc.

Kevin J. Deloatch, Esq.2026-03-22T13:09:36-05:00January 29th, 2026|Conflicts of Interest, Fraud, Fraud in Underwriting, Misrepresentation, Private Placements, Securities Law, Unsuitability|

The Law Office of Kevin J. Deloatch, Esq. is currently investigating the recommended purchases of Pre-IPOs or private placement securities through Boustead Securities, LLC (CRD# 141391) [...]

Thomas Diamante Suspended from Securities Industry by FINRA After Investigation of Private Placement Offerings

Kevin J. Deloatch, Esq.2023-06-12T17:23:57-05:00June 12th, 2023|FINRA - Broker Actions, Fraud, Fraud in Underwriting, Private Placements, Securities Law|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Thomas Diamante (CRD # 1645257) was recently suspended from the securities industry [...]

Increased Scrutiny of Securities Recommendations by Social Media Influencers

Kevin J. Deloatch, Esq.2022-12-28T12:03:35-05:00December 16th, 2022|Criminal Law, Fraud, Markets and Products, Securities Law|

Securities regulators and law enforcement have stepped up their efforts in combating securities fraud through social media influencers and their recommendations. The rise of social media [...]