Mirsad Muharemovic Suspended from Securities Industry by FINRA for Excessive Trading

2026-08-05T12:00:19-05:00December 12th, 2022|Securities Law, Churning, FINRA - Broker Actions, Fraud|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Mirsad Muharemovic (CRD # 3122589) was recently suspended from the securities industry [...]

Christine A. Warner Suspended from Securities Industry by FINRA for Failure to Supervise – Variable Annuities

2026-08-05T12:00:23-05:00December 9th, 2022|Securities Law, FINRA - Broker Actions, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Christine A. Warner (CRD # 4001584) was recently suspended from the securities [...]

Russ Kory Suspended from Securities Industry by FINRA for Unsuitable Recommendations

2026-08-05T12:02:56-05:00September 4th, 2022|Securities Law, FINRA - Broker Actions, Fraud, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Russ Kory (CRD # 5901185) was recently suspended from the securities industry [...]

Blakely Page Suspended from Securities Industry by FINRA for Negligent Misrepresentation

2026-08-05T12:49:23-05:00June 15th, 2022|Securities Law, FINRA - Broker Actions, Fraud, Misrepresentation|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Blakely Page (CRD # 2922955) was recently suspended from the securities industry [...]

Robert David Suspended from Securities Industry by FINRA for Falsifying Customer Information

2026-08-05T12:04:28-05:00April 9th, 2022|Securities Law, Fraud, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Robert David, Jr. (CRD # 5211223) was recently suspended from the securities [...]

William Nicholas Athas Barred from Securities Industry by FINRA for Churning and Suitability

2026-08-05T12:04:35-05:00February 10th, 2022|Securities Law, Churning, Fraud, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, William Nicholas Athas (CRD # 3165470) was recently barred from the securities industry by [...]

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