FINRA Suspends Joseph M. Lawrence, III for Unauthorized Trading

2020-04-10T17:14:34-05:00March 19th, 2020|FINRA - Broker Actions, Securities Law|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor Joseph Monroe Lawrence, III (CRD # 5605961), formerly with Birmingham, AL based [...]