Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker-dealer, Berthel, Fisher & Co. Financial Services, Inc. (CRD # 13609) was recently [...]
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/investment adviser, Cesar Hurtado (CRD # 4137948) was recently suspended from the securities industry [...]
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/adviser and former Chief Compliance Officer Corey Andrew White (CRD # 4537015) was [...]
