Empire Financial Group | New York Criminal & Securities Attorney

Thomas Diamante Suspended from Securities Industry by FINRA After Investigation of Private Placement Offerings

Thomas Diamante Suspended from Securities Industry by FINRA After Investigation of Private Placement Offerings

Kevin J. Deloatch, Esq.2023-06-12T17:23:57-05:00June 12th, 2023|FINRA - Broker Actions, Fraud, Fraud in Underwriting, Private Placements, Securities Law|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, Thomas Diamante (CRD # 1645257) was recently suspended from the securities industry [...]

Carl George Antaki Suspended by FINRA From Securities Industry For Excessive and Unsuitable Recommendations

Carl George Antaki Suspended by FINRA From Securities Industry For Excessive and Unsuitable Recommendations

Kevin J. Deloatch, Esq.2021-05-24T11:02:42-05:00May 24th, 2021|Churning, FINRA - Broker Actions, Securities Law, Unsuitability|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker, Carl George Antaki (CRD # 4177543) was recently suspended from the securities [...]