David Lau Suspended from Securities Industry by FINRA for Unauthorized Discretion

2022-11-21T16:04:07-05:00November 21st, 2022|FINRA - Broker Actions, Fraud, Securities Law|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor, David Lau (CRD # 4567411) was recently suspended from the securities industry [...]