Stock Broker Fraud: Daniel Gordon Maughan Sanctioned for Excessive Trading and Unsuitable Recommendations

2020-02-11T17:13:43-05:00December 19th, 2019|FINRA - Broker Actions, Securities Law|

Daniel Gordon Maughan, Registered Rep Formerly with Financial West Group Has Disciplinary Proceedings Brought Against Him by FINRA for Excessive Trading and Unsuitable Recommendations in Customer [...]