Gary Hammond Barred from the Securities Industry by FINRA Over Private Placement Offerings

2021-01-22T14:22:57-05:00January 22nd, 2021|FINRA - Broker Actions, Fraud, Private Placements, Securities Law|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/adviser Gary Hammond (CRD # 2660432) was recently barred from the securities industry [...]

The SEC Revokes the Registration of Investment Advisory Firm Temenos Investment Advisory, Inc.

2020-07-30T12:49:26-05:00July 30th, 2020|Fraud, Securities Law, Unsuitability|

Publicly available records provided by the Securities and Exchange Commission (SEC) indicate that administrative proceedings were recently brought against investment advisory firm, Temenos Advisory, Inc. (CRD [...]

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