Brian Joseph Harte Suspended from the Securities Industry by FINRA for Unauthorized Discretion

2020-05-05T15:33:23-05:00May 5th, 2020|FINRA - Broker Actions, Fraud, Securities Law|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/advisor Brian Joseph Harte (CRD # 4780629) was recently suspended from the securities [...]