Tonya Smoake Suspended by FINRA from Securities Industry For Unapproved Private Securities Sales

2021-03-18T16:54:47-05:00March 18th, 2021|FINRA - Broker Actions, Private Placements, Securities Law|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker/adviser Tonya Nicole Smoake (CRD # 4985049) was recently suspended from the securities [...]