The O.N. Equity Sales Company Sanctioned for Failure to Supervise Sales of Variable Annuities

2021-05-07T15:25:24-05:00May 7th, 2021|FINRA - Broker Actions, Securities Law|

Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) indicate that broker-dealer, The O.N. Equity Sales Company (CRD # 2936) was recently sanctioned by [...]